Transaction #10070 · Form 4 · 0002040268-25-000008
Axos Financial, Inc. · Exercise / conversion · Common Stock
Axos Financial, Inc. · Transacted November 15, 2025 · Filed November 18, 2025
What does this filing report?
An SEC Form 4 filing for Axos Financial, Inc. records an exercise / conversion involving Common Stock on November 15, 2025. The reported quantity was 1,000. The filing date is November 18, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Axos Financial, Inc.
- Company CIK
- 0001299709
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 1,000
- Reported price
- 79.12
- Reference value
- 79,120
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 10,250
- Ownership description
- Not reported
- SEC acceptance time
- Nov 18, 2025, 6:54 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- GILL ANN ↗
SVP, Chief Accounting Officer
CIK 0002040268
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Represents shares of Common Stock issued on November 14, 2024, following the vesting of Restricted Stock Units ("RSUs") which vest as to one-third of the shares on each anniversary of the date of grant. The RSUs were previously granted to the reporting person under the Axos Financial, Inc. 2014 Amended and Restated 2014 Stock Incentive Plan.
- F2
- Represents shares of Common Stock retained by Axos Financial, Inc. for tax withholding purposes in connection with the net-settlement on the issuance of shares of Common Stock in respect to the vested RSUs.
- F3
- The RSUs were granted to the reporting person under the Axos Financial, Inc. 2014 Stock Incentive Plan. The RSUs are accompanied by dividend equivalent rights.
- F4
- The RSUs vest as to one-third of the shares on each anniversary date of grant.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.