Transaction #10411 · Form 4 · 0001491166-25-000008

Finance of America Companies Inc. · Exercise / conversion · Class A Common Stock

Finance of America Companies Inc. · Transacted November 17, 2025 · Filed November 19, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Finance of America Companies Inc. records an exercise / conversion involving Class A Common Stock on November 17, 2025. The reported quantity was 12,452. The filing date is November 19, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001828937
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
12,452
Reported price
0 · See footnotes
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
27,292
Ownership description
Not reported
SEC acceptance time
Nov 19, 2025, 4:07 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

FOA · NYSE

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Class A common stock ("Common Stock"). The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The remaining RSUs shall vest on the third anniversary of November 15, 2023, subject to the Reporting Person's continued employment.
F2
Represents the withholding of shares of Common Stock for tax purposes in connection with the settlement of RSUs.
F3
Represents additional RSUs granted to the Reporting Person on April 1, 2024. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the second and third anniversaries of the vesting reference date, April 1, 2024, subject to the Reporting Person's continued employment.
F4
Represents additional RSUs granted to the Reporting Person on April 1, 2025. Each RSU represents a contingent right to receive one share of Common Stock of the Issuer. The RSUs will be settled in either Common Stock or cash (or a combination thereof) at the discretion of the Issuer's compensation committee. The RSUs shall vest in one-third increments upon the first, second, and third anniversaries of the vesting reference date, April 1, 2025, subject to the Reporting Person's continued employment.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.