Transaction #10565 · Form 4 · 0001767033-25-000003
ROKU, INC · Exercise / conversion · Class A Common Stock
ROKU, INC · Transacted November 17, 2025 · Filed November 19, 2025
What does this filing report?
An SEC Form 4 filing for ROKU, INC records an exercise / conversion involving Class A Common Stock on November 17, 2025. The reported quantity was 16,149. The filing date is November 19, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- ROKU, INC
- Company CIK
- 0001428439
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 16,149
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 16,149
- Ownership description
- Not reported
- SEC acceptance time
- Nov 19, 2025, 7:41 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Ozgen Mustafa ↗
Pres, Devices, Prod, and Tech
CIK 0001767033
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Represents shares that have been withheld by the Issuer to satisfy income tax withholding and remittance obligations in connection with the vesting of certain RSU awards on November 17, 2025.
- F2
- Each RSU represents a contingent right to receive one share of Class A Common Stock of the Issuer.
- F3
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2023.
- F4
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2024.
- F5
- This RSU vests in twelve substantially equal quarterly installments. The first installment vested on November 15, 2025.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.