Transaction #10956 · Form 4 · 0001316331-25-000008

Gloo Holdings, Inc. · Conversion · Class B Common Stock

Gloo Holdings, Inc. · Transacted November 20, 2025 · Filed November 20, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Gloo Holdings, Inc. records a conversion involving Class B Common Stock on November 20, 2025. The reported quantity was 159,745. The filing date is November 20, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0002069785
Security type
Derivative
Acquisition type
Conversion · Code C
Quantity acquired
159,745
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
159,745
Ownership description
See footnote
SEC acceptance time
Nov 20, 2025, 6:22 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

GLOO · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Class A Common Stock
Underlying quantity
159,745
Conversion / exercise price
Not reported
Exercise date
Not reported
Expiration date
Not reported

Filing footnotes & remarks

F1
Represents 125,000 shares of Class A common stock acquired by the Patrick & Linda Gelsinger Trust UAD 07/29/2017 pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Mr. Gelsinger is the trustee of the Patrick & Linda Gelsinger Trust UAD 07/29/2017 and may be deemed to have beneficial ownership of such shares.
F2
Shares held of record by the Patrick & Linda Gelsinger Trust UAD 07/29/2017.
F3
Represents shares of Class B common stock issued pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes automatically converted into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
F4
Shares held of record by Patrick Gelsinger 2020 Trust G Dated October 26, 2020. Mr. Gelsinger is the trustee of Patrick Gelsinger 2020 Trust G Dated October 26, 2020 and may be deemed to have beneficial ownership of such shares.
F5
Shares held of record by Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000). Mr. Gelsinger is the trustee of Patrick P. Gelsinger Revocable Trust (UAD 11/7/2000) and may be deemed to have beneficial ownership of such shares.

Remarks

Executive Chair and Head of Technology

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.