Transaction #11219 · Form 4 · 0002093315-25-000005

Gloo Holdings, Inc. · Conversion · Class B Common Stock

Gloo Holdings, Inc. · Transacted November 20, 2025 · Filed November 20, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Gloo Holdings, Inc. records a conversion involving Class B Common Stock on November 20, 2025. The reported quantity was 15,984,099. The filing date is November 20, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0002069785
Security type
Derivative
Acquisition type
Conversion · Code C
Quantity acquired
15,984,099
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
28,759,750
Ownership description
See footnote
SEC acceptance time
Nov 20, 2025, 6:16 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

GLOO · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Class A Common Stock
Underlying quantity
15,984,099
Conversion / exercise price
Not reported
Exercise date
Not reported
Expiration date
Not reported

Filing footnotes & remarks

F1
Represents 312,500 shares of Class A common stock acquired by Pearl Street Trust pursuant to an issuer directed allocation in connection with the Issuer's initial public offering. Scott Beck and his spouse are trustees of Pearl Street Trust and may be deemed to have beneficial ownership of such shares.
F2
Shares held of record by Pearl Street Trust.
F3
Represents shares of Class B common stock issued pursuant to the terms of the Gloo Holdings, LLC omnibus amendment to the amended and restated note purchase agreement and secured promissory notes dated October 23, 2025. Immediately prior to the closing of the initial public offering of Gloo Holdings, Inc., all outstanding principal and accrued but unpaid interest, including both PIK and unpaid coupon interest, of the convertible notes automatically converted into shares of Class B common stock of Gloo Holdings, Inc. at the lesser of (a) 80.0% of the initial public offering price or (b) $30.00 per share. The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
F4
The Class B Common Stock is convertible at any time, at the holder's election, into Class A Common Stock on a 1:1 basis and has no expiration date.
F5
Shares held of record by The Theresa Beck 2020 Irrevocable Trust dated May 30, 2020. Mr. Beck is the trustee of The Theresa Beck 2020 Irrevocable Trust dated May 30, 2020 and may be deemed to have beneficial ownership of such shares.
F6
Shares held of record by The Scott A. Beck 2025 Irrevocable Trust. Mr. Beck is the trustee of The Scott A. Beck 2025 Irrevocable Trust and may be deemed to have beneficial ownership of such shares.
F7
Shares of held of record by Bowanabee Foundation. Mr. Beck is a director of Bowanabee Foundation and may be deemed to have beneficial ownership of such shares.
F8
Shares held of record by Gloo Enterprises, LLC. Mr. Beck, the manager of Gloo Enterprises, LLC may be deemed to have beneficial ownership of such shares.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.