Transaction #11694 · Form 4 · 0001654954-25-013384

LIGHTPATH TECHNOLOGIES INC · Exercise / conversion · Class A common stock

LIGHTPATH TECHNOLOGIES INC · Transacted November 20, 2025 · Filed November 21, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for LIGHTPATH TECHNOLOGIES INC records an exercise / conversion involving Class A common stock on November 20, 2025. The reported quantity was 19,355. The filing date is November 21, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0000889971
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
19,355
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
171,412
Ownership description
Not reported
SEC acceptance time
Nov 21, 2025, 5:54 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

LPTH · Nasdaq

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
Restricted stock units were settled into Class A Common Stock on a one-for-one basis upon vesting.
F2
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F3
The restricted stock units vest one year from the grant date. Directors may elect to defer receipt of the shares to a future date. Any unvested restricted stock units will vest immediately upon the director leaving the board.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.