Transaction #12001 · Form 4 · 0001213900-25-114252

SIEBERT FINANCIAL CORP · Gift received · Common Stock, $0.01 par value per share

SIEBERT FINANCIAL CORP · Transacted November 20, 2025 · Filed November 24, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for SIEBERT FINANCIAL CORP records a gift received involving Common Stock, $0.01 par value per share on November 20, 2025. The reported quantity was 26,000. The filing date is November 24, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0000065596
Security type
Non-derivative
Acquisition type
Gift received · Code G
Quantity acquired
26,000
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
516,000
Ownership description
See Footnote
SEC acceptance time
Nov 24, 2025, 5:31 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

SIEB · Nasdaq

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
The Reporting Person owns 1,924,891 shares of Issuer common stock.
F2
The Reporting Person's minor family members was gifted 26,000 shares of Issuer common stock, resulting in a net increase of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. The Reporting Person's family members transferred 26,000 shares of Issuer common stock to a limited liability company owned by various family members, resulting in a net decrease of 26,000 shares of Issuer common stock to the Reporting Person's indirect ownership. Various family members included in the Reporting Person's indirect ownership own 490,000 shares of Issuer common stock. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.
F3
The Reporting Person is part of a control group consisting of family members of the Reporting Person. The Gebbia Living Trust, a member of the control group, gifted 128,000 shares of Issuer common stock to family members included and not included in the control group, and subsequent transactions resulted in a net decrease of 128,000 shares of issuer common stock to the control group. The Reporting Person disclaims beneficial ownership of such shares of Issuer common stock, except to the extent of the Reporting Person's pecuniary interest therein.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.