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Transaction #12686 · Form 4 · 0001493152-25-024934

Neostellar Capital Corp. · Stock award · Common Stock

Neostellar Capital Corp. · Transacted November 21, 2025 · Filed November 25, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Neostellar Capital Corp. records a stock award involving Common Stock on November 21, 2025. The reported quantity was 174,465. The filing date is November 25, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001509470
Security type
Non-derivative
Acquisition type
Stock award · Code A
Quantity acquired
174,465
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
1,705,055
Ownership description
Not reported
SEC acceptance time
Nov 25, 2025, 1:58 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

NSLR · NasdaqNSLRL · Nasdaq

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
Restricted shares granted under the SuRo Capital Corp. Second Amended and Restated 2019 Equity Incentive Plan, which vest as follows: 1/3 vests on December 1, 2026, 1/3 vests on December 1, 2027, and 1/3 vests on December 1, 2028.
F2
This total includes (i) 779,014 shares of the Company's common stock owned by Mr. Klein's spouse, which may be deemed to be beneficially owned by Mr. Klein; and (ii) restricted shares granted under the SuRo Capital Corp. Amended and Restated 2019 Equity Incentive Plan on December 15, 2023, December 10, 2024 and May 16, 2025, which are subject to certain vesting schedules.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.