Transaction #1328 · Form 4 · 0001437749-25-031298

AvePoint, Inc. · Other acquisition · Common Stock

AvePoint, Inc. · Transacted October 15, 2025 · Filed October 17, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for AvePoint, Inc. records an other acquisition involving Common Stock on October 15, 2025. The reported quantity was 1,542,779. The filing date is October 17, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001777921
Security type
Non-derivative
Acquisition type
Other acquisition · Code J
Quantity acquired
1,542,779
Reported price
14.61
Reference value
22,540,001.19
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
15,384,632
Ownership description
Held by trusts and LLCs.
SEC acceptance time
Oct 17, 2025, 5:39 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

AVPT · Nasdaq · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
This security represents the Issuer's common stock as well as restricted stock units (each, an "RSU") granted to the Reporting Person under the Issuer's 2021 Equity Incentive Plan. Each RSU represents the contingent right to receive, upon vesting of the RSU, one share of the Issuer's common stock.
F2
On October 15, 2025, the Reporting Person transferred 1,542,779 shares of common stock from direct ownership to River Valley Ltd, in connection with a loan repayment totalling $22,542,001. This transaction is reported as a change in the form of ownership from direct to indirect.
F3
Includes non-RSU common stock as well as aggregate vested and unvested RSUs held by the Reporting Person subject to the vesting schedules previously reported on Table I of Form 4s filed with the Securities and Exchange Commission on September 3, 2021, March 22, 2022, March 23, 2023, March 7, 2024 and March 18, 2025.
F4
Includes (i) 4,210,836 shares held by Dr. Jiang's affiliate River Valley Ltd., (ii) 2,678,631 shares held by Red Kite LLC, each of which Dr. Jiang may be deemed to beneficially own, (iii) 837,060 shares held by Capella 2022 GRAT II, (iv) 3,338,392 shares held by the Capella 2023 GRAT, (v) 2,888,135 shares held by Capella 2024 GRAT, (vi) 1,259,578 shares held by Capella 2024 GRAT II, in case of each of (iii)-(vi), for which Dr. Jiang is the trustee and (vii) 172,000 shares held by Dr. Jiang's spouse. The Reporting Person disclaims beneficial ownership with respect to the shares held by each trust and LLC, except to the extent his pecuniary interest therein and the inclusion of these shares in this report shall not be deemed an admission of beneficial ownership of all the reported shares for the purposes of Section 16 or for any other purpose.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.