Transaction #13497 · Form 4 · 0001225208-25-009476
BARINGS CORPORATE INVESTORS · Other acquisition · Barings Non-Qualified Thrift Plan
BARINGS CORPORATE INVESTORS · Transacted November 26, 2025 · Filed November 28, 2025
What does this filing report?
An SEC Form 4 filing for BARINGS CORPORATE INVESTORS records an other acquisition involving Barings Non-Qualified Thrift Plan on November 26, 2025. The reported quantity was 35.7999. The filing date is November 28, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- BARINGS CORPORATE INVESTORS
- Company CIK
- 0000275694
- Security type
- Derivative
- Acquisition type
- Other acquisition · Code J
- Quantity acquired
- 35.7999
- Reported price
- 20.99
- Reference value
- 751.439901
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 5,020.5199
- Ownership description
- Not reported
- SEC acceptance time
- Nov 28, 2025, 10:07 AM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Emery Christina ↗
President
CIK 0001521374
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Shares ("Shares of Beneficial Interest")
- Underlying quantity
- 35.7999
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Exercisable only upon termination, retirement, or other plan permitted event. Plan holdings may be "liquidated" and reallocated into other plan investment options by the plan participant. The derivative has no actual securities underlying the plan agreement, which is entirely notional.
- F2
- Barings LLC (fka Babson Capital Management LLC) and Massachusetts Mutual Life Insurance Company each offer a non-qualified compensation deferral plan where certain officers are permitted to defer a portion of their compensation into the plans. Deferred compensation into a plan is allocated among one or more investment options at the election of the plan participant. Each plan has an investment option that derives its value from the market value of Barings Corporate Investors' common shares (and includes the value of reinvested dividends). However, pursuant to the terms of the plans, neither the plans nor the participants have an actual ownership interest in the common shares. The shares beneficially owned include the number of shares of Barings Corporate Investors represented by the value of the Barings Corporate Investors investment option under the plan held by the plan participant.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.