Transaction #13965 · Form 4 · 0001302215-25-000118
HOULIHAN LOKEY, INC. · Conversion · CLASS A COMMON STOCK
HOULIHAN LOKEY, INC. · Transacted November 26, 2025 · Filed December 1, 2025
What does this filing report?
An SEC Form 4 filing for HOULIHAN LOKEY, INC. records a conversion involving CLASS A COMMON STOCK on November 26, 2025. The reported quantity was 1,200. The filing date is December 1, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- HOULIHAN LOKEY, INC.
- Company CIK
- 0001302215
- Security type
- Non-derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 1,200
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 1,200
- Ownership description
- Not reported
- SEC acceptance time
- Dec 1, 2025, 4:26 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- CRAIN CHRISTOPHER M ↗
GENERAL COUNSEL
CIK 0001649160
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis at the option of the holder, upon any transfer, and automatically upon the Final Conversion Date (as defined in the Issuer's Registration Statement on Form S-1, as amended (No. 333-205610) concerning the Issuer's initial public offering). The Class B Common Stock has no expiration date.
- F2
- On November 26, 2025, the reporting person made a charitable donation of 1,200 shares of Class B Common Stock. No value was received for the donated shares.
- F3
- The shares are held by the HL Voting Trust (the "Voting Trust"). The reporting person retains investment control and dispositive power over the shares deposited into the Voting Trust.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.