Transaction #14150 · Form 4 · 0001816739-25-000007
Bakkt, Inc. · Stock award · Class A Common Stock
Bakkt, Inc. · Transacted November 19, 2025 · Filed December 1, 2025
What does this filing report?
An SEC Form 4 filing for Bakkt, Inc. records a stock award involving Class A Common Stock on November 19, 2025. The reported quantity was 9,000. The filing date is December 1, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Bakkt, Inc.
- Company CIK
- 0001820302
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 9,000
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 28,476
- Ownership description
- Not reported
- SEC acceptance time
- Dec 1, 2025, 5:38 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- ALFRED MICHAEL ↗
Director
CIK 0001816739
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on November 9, 2026, provided that the reporting person continues to provide service to the issuer through such date.
- F2
- Includes 28,476 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
- F3
- Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.