Transaction #14319 · Form 4 · 0001104659-25-117733

Liquidia Corp · Exercise / conversion · Common Stock

Liquidia Corp · Transacted November 28, 2025 · Filed December 2, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Liquidia Corp records an exercise / conversion involving Common Stock on November 28, 2025. The reported quantity was 1,875. The filing date is December 2, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001819576
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
1,875
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
155,337
Ownership description
Not reported
SEC acceptance time
Dec 2, 2025, 4:30 PM EST
10b5-1 indication
Indicated in filing

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

LQDA · Nasdaq · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Restricted stock units ("RSUs") convert into common stock on a one-for-one basis.
F2
On January 16, 2022, the Reporting Person was granted 30,000 RSUs with 25% vesting on February 28, 2023 and the remaining RSUs vesting ratably on a quarterly basis over three years thereafter. Of those RSUs, a total of 28,125 have vested as of the date of this Form 4.
F3
Includes (i) 26,041 unvested RSUs of the 83,333 RSUs granted to the Reporting Person on January 11, 2023, (ii) 27,969 unvested RSUs of the 49,723 RSUs granted to the Reporting Person on January 11, 2024, (iii) 69,729 RSUs granted to the Reporting Person on January 11, 2025, none of which have vested as of the date of this Form 4 and (iv) 3,527 shares acquired under the Liquidia Corporation 2020 Employee Stock Purchase Plan.
F4
Transaction effected pursuant to a Rule 10b5-1 plan adopted by the Reporting Person on June 13, 2022.
F5
These shares of common stock were sold to cover taxes associated with the settlement of RSUs that were initially granted to the Reporting Person on January 16, 2022.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.