Transaction #16624 · Form 4 · 0001126328-25-000063
PRINCIPAL FINANCIAL GROUP INC · Stock award · Phantom Stock Units
PRINCIPAL FINANCIAL GROUP INC · Transacted December 5, 2025 · Filed December 8, 2025
What does this filing report?
An SEC Form 4 filing for PRINCIPAL FINANCIAL GROUP INC records a stock award involving Phantom Stock Units on December 5, 2025. The reported quantity was 828. The filing date is December 8, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company CIK
- 0001126328
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 828
- Reported price
- 87.52
- Reference value
- 72,466.56
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 28,260
- Ownership description
- Not reported
- SEC acceptance time
- Dec 8, 2025, 1:27 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- HOCHSCHILD ROGER C ↗
Director
CIK 0001183833
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 828
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- The units convert to common stock on a one-for-one basis.
- F2
- The reported phantom stock units were acquired pursuant to the Principal Deferred Compensation Plan for Non-Employee Directors and may be transferred at any time into another investment alternative under the Plan. Interests under the Plan will be settled upon the reporting person's retirement.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.