Transaction #16795 · Form 4 · 0001437749-25-037125
AXT INC · Exercise / conversion · Common Stock
AXT INC · Transacted December 4, 2025 · Filed December 8, 2025
What does this filing report?
An SEC Form 4 filing for AXT INC records an exercise / conversion involving Common Stock on December 4, 2025. The reported quantity was 32,680. The filing date is December 8, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- AXT INC
- Company CIK
- 0001051627
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 32,680
- Reported price
- 3.06 · See footnotes
- Reference value
- 100,000.8
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 2,494,040
- Ownership description
- Not reported
- SEC acceptance time
- Dec 8, 2025, 1:02 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- YOUNG MORRIS S ↗
CEO
CIK 0001078582
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
- F2
- Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
- F3
- Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
- F4
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.92 to $12.13,inclusive. Upon request by the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate transaction.
- F5
- Exercise of restricted stock awards which were originally granted on 11/06/2019 and became first exercisable on 11/06/2020.
- F6
- Exercise of restricted stock awards which were originally granted on 11/05/2018 and became first exercisable on 11/05/2019.
- F7
- Exercise of restricted stock awards which were originally granted on 10/28/2016 and became first exercisable on 10/28/2017.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.