The Market LogEnter at least 2 characters. Company and ticker searches are not case-sensitive.

Transaction #16843 · Form 4 · 0001493152-25-026658

5E Advanced Materials, Inc. · Exercise / conversion · Common Stock

5E Advanced Materials, Inc. · Transacted December 4, 2025 · Filed December 8, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for 5E Advanced Materials, Inc. records an exercise / conversion involving Common Stock on December 4, 2025. The reported quantity was 2,816,346. The filing date is December 8, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001888654
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
2,816,346
Reported price
3.5507
Reference value
9,999,999.7422
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
10,413,695
Ownership description
Not reported
SEC acceptance time
Dec 8, 2025, 4:45 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

FEAM · Nasdaq · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Bluescape Energy Partners IV GP LLC ("Bluescape GP") is the general partner of Bluescape Energy Recapitalization and Restructuring Fund IV LP, which wholly owns BEP Special Situations IV LLC ("Bluescape", together with Bluescape GP, the "Reporting Persons"). As such, Bluescape GP may be deemed to have beneficial ownership of the securities held by Bluescape. Each Reporting Person disclaims beneficial ownership of the reported securities except to the extent of its pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of the reported securities for purposes of Section 16 or for any other purposes.
F2
The warrants are currently exercisable and will expire on March 13, 2026.
F3
The warrants were acquired pursuant to a Subscription Agreement dated January 14, 2025 among the Issuer, Bluescape, Ascend Global Investment Fund SPC and Meridian Investments Corporation.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.