ROCKWELL AUTOMATION, INC · Exercise / conversion · Common Stock

What does this filing report?

An SEC Form 4 filing for ROCKWELL AUTOMATION, INC records an exercise / conversion involving Common Stock on December 9, 2025. The reported quantity was 3,849. The filing date is December 10, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Filing footnotes & remarks

F1

Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/5/2025.

F2

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.4050 to $401.40. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F3

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.43 to $401.8650. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F4

Sale of shares pursuant to Rule 10b5-1 plan entered into on 5/30/2025 to cover taxes due on restricted stock units that vested on 12/9/2025.

F5

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $400.36 to $401.35. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F6

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $401.4350 to $402.4150. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F7

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $402.5150 to $403.34. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F8

Price reported in column 4 is a weighted average price. Shares sold at prices ranging from $403.57 to $403.81. The reporting person undertakes to provide to the Company, any shareowners of the Company and the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price.

F9

Includes shares represented by Company stock fund units acquired under the Company Savings Plan since the date last reported for this person based on information furnished by the Plan Administrator as of 9/30/2025. The number of stock fund units represented by the balance of the participant's Company stock fund account may not exactly equal the number of stock fund units represented by a prior balance due to variance in the proportion of uninvested cash held in the reference fund used to determine unit values of the Company stock fund under the Plan.

F10

Awarded under the Company's 2020 Long-Term Incentive Plan.

F11

The options vest in three substantially equal annual installments beginning on date exercisable.

F12

Each restricted stock unit represents a contingent right to receive one share of Rockwell Automation common stock.

F13

The restricted stock units vest in three substantially equal annual installments beginning on the date exercisable.

F14

Each performance share represents a contingent right to receive one share of Company common stock (or the cash equivalent).

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.