Transaction #18469 · Form 4 · 0001213900-25-120659
SARATOGA INVESTMENT CORP. · Gift received · Common Stock
SARATOGA INVESTMENT CORP. · Transacted December 11, 2025 · Filed December 11, 2025
What does this filing report?
An SEC Form 4 filing for SARATOGA INVESTMENT CORP. records a gift received involving Common Stock on December 11, 2025. The reported quantity was 7,800. The filing date is December 11, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- SARATOGA INVESTMENT CORP.
- Company CIK
- 0001377936
- Security type
- Non-derivative
- Acquisition type
- Gift received · Code G
- Quantity acquired
- 7,800
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 83,742
- Ownership description
- By children
- SEC acceptance time
- Dec 11, 2025, 3:58 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Oberbeck Christian L ↗
CEO and Director · Director · 10% owner
CIK 0001349483
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- This transaction involved gifts of securities by the reporting person to his children, who do not share the reporting person's household.
- F2
- This transaction involved gifts of securities by the reporting person to his children, who share the reporting person's household.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.