Transaction #18590 · Form 4 · 0001437749-25-037572

SMITH MICRO SOFTWARE, INC. · Stock award · Common stock

SMITH MICRO SOFTWARE, INC. · Transacted December 9, 2025 · Filed December 11, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for SMITH MICRO SOFTWARE, INC. records a stock award involving Common stock on December 9, 2025. The reported quantity was 119,049. The filing date is December 11, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0000948708
Security type
Non-derivative
Acquisition type
Stock award · Code A
Quantity acquired
119,049
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
368,397
Ownership description
Not reported
SEC acceptance time
Dec 11, 2025, 5:13 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

SMSI · Nasdaq · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Restricted stock subject to performance-based vesting. Shares will vest in installments subject to satisfaction of performance criteria for the fourth quarter of 2025.
F2
Shares sold for tax planning purposes in a series of transactions with a price range of $0.6000 to $0.6324, inclusive, with a weighted average price of $0.6028. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3
Shares sold for tax planning purposes in a series of transactions with a price range of $0.5800 to $0.5935, inclusive, with a weighted average price of $0.5813. The reporting person undertakes to provide to Smith Micro Software, Inc. or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.