Transaction #22737 · Form 4 · 0000950103-26-015746
Nu Holdings Ltd. · Stock award · Class A ordinary shares ("Class A Shares")
Nu Holdings Ltd. · Transacted October 15, 2026 · Filed October 16, 2026
What does this filing report?
An SEC Form 4 filing for Nu Holdings Ltd. records a stock award involving Class A ordinary shares ("Class A Shares") on October 15, 2026. The reported quantity was 13,577,733. The filing date is October 16, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Nu Holdings Ltd.
- Company CIK
- 0001691493
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 13,577,733
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 19,737,114
- Ownership description
- Not reported
- SEC acceptance time
- Oct 16, 2026, 7:35 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Velez Osorno David ↗
Chairman and CEO · Director · 10% owner
CIK 0001914226
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- The Restricted Shares Award ("Award") vests over 10 calendar years, with final vesting on January 1, 2036. This Award is granted in lieu of regular annual equity awards from 2027 through 2031.
- F2
- Figure includes 16,297,049 unvested Restricted Class A Shares ("Restricted Shares") granted under the Nu Holdings Ltd. 2020 Omnibus Incentive Plan, as amended. The Restricted Shares were issued to and registered in the name of the Reporting Person on the grant date and vest through January 1, 2036. The vesting of the Restricted Shares is subject to the Reporting Person's continued service through the applicable vesting date.
- F3
- The reporting person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.