Transaction #23373 · Form 4 · 0001079973-25-001882
Ascent Solar Technologies, Inc. · Conversion · Common Stock
Ascent Solar Technologies, Inc. · Transacted December 15, 2025 · Filed December 19, 2025
What does this filing report?
An SEC Form 4 filing for Ascent Solar Technologies, Inc. records a conversion involving Common Stock on December 15, 2025. The reported quantity was 38,827. The filing date is December 19, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company CIK
- 0001350102
- Security type
- Non-derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 38,827
- Reported price
- 2.5
- Reference value
- 97,067.5
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 39,660
- Ownership description
- Not reported
- SEC acceptance time
- Dec 19, 2025, 8:45 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Forrest Reynolds T. ↗
Director
CIK 0001948054
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- On October 17, 2024, the Reporting Person entered into a securities purchase agreement to purchase up to 965 shares of the Company's newly issued Series 1C convertible preferred stock at a purchase price of $1,000 per Series 1C preferred share. The parties only closed on the purchase of 150 Series 1C preferred shares. The stated value and accrued dividends on Series 1C preferred shares is convertible into common stock beginning on 4/18/2025 at a conversion price of $2.50 per common share.
- F2
- The Series 1C preferred stock is perpetual and therefore has no expiration date.
- F3
- Each Series 1C share has a Stated Value of $1,000. The Stated Value (and accrued dividends thereon) are convertible into shares of common stock based at the conversion price of $2.50 per common share.
- F4
- On 12/15/2025, the Reporting Person converted 89 shares of Series 1C preferred stock (including accrued dividends thereon) into an aggregate 38,827 shares of common stock.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.