Transaction #23402 · Form 4 · 0001104659-25-122954

XCel Brands, Inc. · Stock award · Warrants

XCel Brands, Inc. · Transacted December 17, 2025 · Filed December 19, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for XCel Brands, Inc. records a stock award involving Warrants on December 17, 2025. The reported quantity was 40,733. The filing date is December 19, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001083220
Security type
Derivative
Acquisition type
Stock award · Code A
Quantity acquired
40,733
Reported price
0.0625
Reference value
2,545.8125
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
40,733
Ownership description
Not reported
SEC acceptance time
Dec 19, 2025, 12:42 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

XELB · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Common Stock
Underlying quantity
40,733
Conversion / exercise price
3
Exercise date
December 18, 2025
Expiration date
December 18, 2030

Filing footnotes & remarks

F1
Represents shares held by the Irrevocable Trust of Rose Dempsey, of which the reporting person has sole voting and dispositive power.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.