Transaction #24608 · Form 4 · 0001005817-26-000137

TOMPKINS FINANCIAL CORP · Other acquisition · Common Stock

TOMPKINS FINANCIAL CORP · Transacted September 14, 2026 · Filed October 19, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for TOMPKINS FINANCIAL CORP records an other acquisition involving Common Stock on September 14, 2026. The reported quantity was 1.002. The filing date is October 19, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001005817
Security type
Non-derivative
Acquisition type
Other acquisition · Code L
Quantity acquired
1.002
Reported price
99.84
Reference value
100.03968
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
7,342.064
Ownership description
Not reported
SEC acceptance time
Oct 19, 2026, 3:56 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

TMP · NYSE · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
Optional cash purchase through Tompkins Financial Dividend Reinvestment and Stock Puchase and Sale Plan.
F2
Shares withheld for Option cost and taxes
F3
Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a five-year vesting schedule, with 0% vesting in year one and 25% vesting in years two through five. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.