Transaction #24834 · Form 4 · 0001437749-26-032959

LIGHTPATH TECHNOLOGIES INC · Stock award · Restricted Stock Units

LIGHTPATH TECHNOLOGIES INC · Transacted March 23, 2026 · Filed October 19, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for LIGHTPATH TECHNOLOGIES INC records a stock award involving Restricted Stock Units on March 23, 2026. The reported quantity was 375,000. The filing date is October 19, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0000889971
Security type
Derivative
Acquisition type
Stock award · Code A
Quantity acquired
375,000
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
375,000
Ownership description
Not reported
SEC acceptance time
Oct 19, 2026, 7:37 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

LPTH · Nasdaq

This transaction is not mapped to a specific company listing.

Derivative terms

Underlying security
Class A Common Stock
Underlying quantity
375,000
Conversion / exercise price
Not reported
Exercise date
Not reported
Expiration date
Not reported

Filing footnotes & remarks

F1
Each restricted stock unit represents a contingent right to receive one share of Class A common stock.
F2
The restricted stock units vest equally over a three-year period, with the first vesting on March 23, 2027.

Remarks

In March 2026, the Board approved a multi-year equity compensation program consisting of service-based restricted stock units (the "RSUs") and performance-based options (the "Options") granted to Mr. Rubin intended to align executive compensation with long-term stockholder value creation and incentivize extraordinary growth in revenue and adjusted EBITDA relative to our historical growth rates. Only the RSUs reflected above are currently subject to Section 16 reporting because the Options have performance vesting criteria, which are based on revenue and adjusted EBITDA targets, have not been achieved.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.