Transaction #27039 · Form 4 · 0001683168-26-000031
Sonoma Pharmaceuticals, Inc. · Stock award · Restricted Stock Units
Sonoma Pharmaceuticals, Inc. · Transacted January 2, 2026 · Filed January 2, 2026
What does this filing report?
An SEC Form 4 filing for Sonoma Pharmaceuticals, Inc. records a stock award involving Restricted Stock Units on January 2, 2026. The reported quantity was 5,000. The filing date is January 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Sonoma Pharmaceuticals, Inc.
- Company CIK
- 0001367083
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 5,000
- Reported price
- 0 · See footnotes
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 25,250
- Ownership description
- Not reported
- SEC acceptance time
- Jan 2, 2026, 5:21 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Dal Poggetto John ↗
Controller
CIK 0001791040
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 5,000
- Conversion / exercise price
- 0
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Each restricted stock unit (RSU) represents a contingent right to receive one share of common stock.
- F2
- The RSUs vest on the third anniversary of the grant date, or upon change of control.
- F3
- The RSUs were awarded and granted to Mr. Dal Poggetto for services performed.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.