Transaction #27927 · Form 4 · 0001171843-26-000060
Compass Therapeutics, Inc. · Stock award · Stock Option (Right to Buy)
Compass Therapeutics, Inc. · Transacted January 2, 2026 · Filed January 5, 2026
What does this filing report?
An SEC Form 4 filing for Compass Therapeutics, Inc. records a stock award involving Stock Option (Right to Buy) on January 2, 2026. The reported quantity was 2,000,000. The filing date is January 5, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Compass Therapeutics, Inc.
- Company CIK
- 0001738021
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 2,000,000
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 2,000,000
- Ownership description
- Not reported
- SEC acceptance time
- Jan 5, 2026, 4:33 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Schuetz Thomas J. ↗
CEO · Director
CIK 0001591464
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 2,000,000
- Conversion / exercise price
- 5.17
- Exercise date
- Not reported
- Expiration date
- January 2, 2036
Filing footnotes & remarks
- F1
- Represents restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first vesting on January 2, 2027.
- F2
- 250,000 of the shares represent unvested restricted stock units ("RSU") granted on February 8, 2023. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on February 8, 2024. 478,125 of the shares represent unvested restricted stock units ("RSU") granted on January 9, 2024. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 9, 2025. 250,000 of the shares represent unvested restricted stock units ("RSU") granted on January 2, 2026. Each RSU represents a contingent right to receive one share of common stock. The award is subject to service-based vesting conditions and vests in four equal annual installments, with the first installment vested on January 2, 2027.
- F3
- The options vest over 48 substantially equal monthly installments starting February 2, 2026.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.