Transaction #28051 · Form 4 · 0000017313-26-000159
CAPITAL SOUTHWEST CORP · Purchase · Common Stock
CAPITAL SOUTHWEST CORP · Transacted October 1, 2026 · Filed October 1, 2026
What does this filing report?
An SEC Form 4 filing for CAPITAL SOUTHWEST CORP records a purchase involving Common Stock on October 1, 2026. The reported quantity was 2,170. The filing date is October 1, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- CAPITAL SOUTHWEST CORP
- Company CIK
- 0000017313
- Security type
- Non-derivative
- Acquisition type
- Purchase · Code P
- Quantity acquired
- 2,170
- Reported price
- 23.044 · See footnotes
- Reference value
- 50,005.48
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 22,842
- Ownership description
- Not reported
- SEC acceptance time
- Oct 1, 2026, 7:04 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Thomas William R III ↗
Director
CIK 0001369011
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $23.04 to $23.06, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected.
- F2
- Mr. Thomas is President and sole manager of Thomas Heritage Company, L.L.C., the sole general partner of Thomas Heritage Partners, Ltd. (the "Partnership"). In such capacity, Mr. Thomas has sole voting and dispositive power with respect to 571,939 shares owned by the Partnership. Although Mr. Thomas's pecuniary interest in the shares of common stock held by the Partnership is limited to his limited partnership interest in the Partnership and his membership interest in the general partner of the Partnership, in accordance with Rule 13d-3(d)(1)(i) of the Securities Exchange Act of 1934, as amended, Mr. Thomas is deemed to be the beneficial owner of all of such shares of common stock.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.