CLEANSPARK, INC. · Exercise / conversion · Common Stock

What does this filing report?

An SEC Form 4 filing for CLEANSPARK, INC. records an exercise / conversion involving Common Stock on September 30, 2026. The reported quantity was 33,350. The filing date is October 1, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Filing footnotes & remarks

F1

This transaction was made pursuant to a Rule 10b5-1(c) plan adopted on May 13, 2026.

F2

This is a weighted average of prices for all sales made on October 1, 2026 ranging from $12.2859 to $12.4201. Upon request, the Reporting Person will provide to the SEC, the Issuer, or any security holder of the Issuer full information regarding the number of shares sold at each separate date and price.

F3

These Options were granted on July 7, 2023 and vested in equal monthly installments over 36 months.

F4

These Options were granted on May 14, 2021 and vested in equal monthly installments over 36 months.

F5

These RSUs vested on September 30, 2026.

F6

These RSUs vest in equal annual installments over three years on September 4, 2027, and September 4, 2028.

F7

These RSUs vest in equal semiannual installments over three years on February 13, 2027, September 4, 2027, February 13, 2028, and September 4, 2028.

F8

These RSUs vest in equal quarterly installments on December 3, 2026, February 12, 2027, May 13, 2027, August 13, 2027, and December 3, 2027.

F9

These RSUs vest in equal annual installments over three years on March 20, 2027, March 20, 2028, and March 20, 2029, subject to the Reporting Person's continued employment or service with the Issuer through each such date.

F10

Vesting of these Long-Term Incentive Plan ("LTIP") awards is contingent on the common stock achieving a specified target market price of at least $18.80 based on a 20-trading day average during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029. The reported LTIP awards do not include LTIP awards in respect of a maximum of 120,000 shares of common stock for which such awards will vest in accordance with their terms upon achievement of specified performance goals tied to gross power under leases to customers for data centers, with threshold performance at 600 MW gross and maximum payout at 800 MW gross, during the period ending March 20, 2027, subject to the Reporting Person remaining employed by the Issuer on the vesting date of March 20, 2029.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.