Wheeler Real Estate Investment Trust, Inc. · Purchase · 7.00% Subordinated Convertible Notes due 2031

What does this filing report?

An SEC Form 4 filing for Wheeler Real Estate Investment Trust, Inc. records a purchase involving 7.00% Subordinated Convertible Notes due 2031 on September 30, 2026. The quantity was not reported. The filing date is October 1, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Derivative terms

Underlying security

Common Stock

Underlying quantity

25,791

Conversion / exercise price

4.85

Exercise date

Not reported

Expiration date

December 31, 2031

Filing footnotes & remarks

F1

Each share of the Issuer's Series D Cumulative Convertible Preferred Stock ("Series D Preferred Stock") is convertible, in whole or in part, at any time, at the option of the holders thereof, into 0.00000000002 shares of the Issuer's common stock (a conversion price of $1,107,800,064,000 per share of common stock). Series D Preferred Stock has no expiration date.

F2

These securities are owned directly by Oakmont Capital Inc. and indirectly by Gregory Paul Hannon in his capacity as the Vice President and Director of Oakmont Capital Inc. Gregory Paul Hannon disclaims beneficial ownership of all securities reported as owned indirectly except to the extent of his pecuniary interest therein.

F3

The Issuer's 7.00% Subordinated Convertible Notes due 2031 (the "Notes") are convertible, in whole or in part, at any time, at the option of the holders thereof, into shares of the Issuer's common stock at a conversion price of approximately $4.85 per share (approximately 5.16 shares of Common Stock for each $25.00 of principal amount of the Notes being converted).

F4

Interest on the Notes may be payable, at the Issuer's election, in cash, in shares of the Issuer's Series B Preferred Stock or in shares of the Series D Preferred Stock, in each case as set forth in the Notes.

F5

The price reported in Column 8 is an aggregate purchase price. These Notes were purchased at a price of $85.00 per $25.00 of aggregate principal amount.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.