Transaction #28816 · Form 4 · 0002143744-26-000006
Nauticus Robotics, Inc. · Conversion · COMMON STOCK
Nauticus Robotics, Inc. · Transacted September 30, 2026 · Filed October 1, 2026
What does this filing report?
An SEC Form 4 filing for Nauticus Robotics, Inc. records a conversion involving COMMON STOCK on September 30, 2026. The reported quantity was 168,011. The filing date is October 1, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Nauticus Robotics, Inc.
- Company CIK
- 0001849820
- Security type
- Non-derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 168,011
- Reported price
- 1.488
- Reference value
- 250,000.368
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 293,091
- Ownership description
- Not reported
- SEC acceptance time
- Oct 1, 2026, 6:22 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- RCB EQUITIES 1, LLC ↗
10% owner
CIK 0002143744
- DROR BRIAN ISAAC ↗
MANAGER OF REPORTING OWNER
CIK 0002147429
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Immediately upon notice
- F2
- None
- F3
- On September 30, 2026, RCB Equities #1, LLC converted $250,000 of the outstanding principal under the Senior Secured Term Loan Agreement dated September 18, 2023 (as amended by the Sixth Amendment dated September 30, 2026) into 168,011 shares of Common Stock at a conversion price of $1.488 per share. The conversion price of $1.488 per share was available for conversion notices delivered from September 30, 2026, through and including October 2, 2026. Prior to this conversion, RCB Equities #1, LLC beneficially owned approximately 125,080 shares of Common Stock.
- F4
- On September 24, 2026, Issuer effected a 1 for 6 reverse stock split. Prior to the reverse stock split, RCB Equities #1, LLC beneficially owned approximately 750,843 shares of Common Stock.
- F5
- Following the September 30, 2026 conversion of $250,000 of the Senior Secured Term Loan, the remaining outstanding balance of the term loan is subject to confirmation from the loan records.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.