Transaction #2896 · Form 4 · 0001558259-25-000013
Upstart Holdings, Inc. · Exercise / conversion · Common Stock
Upstart Holdings, Inc. · Transacted October 24, 2025 · Filed October 28, 2025
What does this filing report?
An SEC Form 4 filing for Upstart Holdings, Inc. records an exercise / conversion involving Common Stock on October 24, 2025. The reported quantity was 1,000. The filing date is October 28, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Upstart Holdings, Inc.
- Company CIK
- 0001647639
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 1,000
- Reported price
- 13.22
- Reference value
- 13,220
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 124,148
- Ownership description
- by trust
- SEC acceptance time
- Oct 28, 2025, 8:52 PM EDT
- 10b5-1 indication
- Indicated in filing
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Darling Scott ↗
Chief Legal Officer
CIK 0001558259
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- The option exercise and sale reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on May 30, 2025.
- F2
- Certain of these securities are restricted stock units (RSUs). Each RSU represents a contingent right to receive one share of Common Stock, subject to the applicable vesting schedule and conditions of each RSU.
- F3
- The number of shares held reflects the transfer of 124,148 shares of Common Stock from the Reporting Person to the Darling Family Trust, under agreement dated September 18, 2025, of which the Reporting Person and his spouse are co-trustees (the "Darling Family Trust").
- F4
- The shares are held by the Darling Family Trust.
- F5
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $55.00 to $55.03. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
- F6
- 1/48 of the shares subject to the option shall vest on January 20, 2023 and at the end of each successive one-month period thereafter, subject to the Reporting Person continuing as a service provider through each such date.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.