Transaction #29450 · Form 4 · 0001209522-26-000015

Robinhood Markets, Inc. · Exercise / conversion · Class A Common Stock

Robinhood Markets, Inc. · Transacted October 1, 2026 · Filed October 2, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Robinhood Markets, Inc. records an exercise / conversion involving Class A Common Stock on October 1, 2026. The reported quantity was 822. The filing date is October 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001783879
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
822
Reported price
Not reported · See footnotes
Reference value
Not reported
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
1,155
Ownership description
Not reported
SEC acceptance time
Oct 2, 2026, 5:08 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

HOOD · Nasdaq

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
On September 30, 2026, the Reporting Person was automatically granted 333 shares of Class A Common Stock under the Non-Employee Director Compensation Program of Robinhood Markets, Inc. ("Robinhood"), which permits directors to elect to receive payment of quarterly director fees in the form of stock, and Robinhood's 2021 Omnibus Incentive Plan (the "2021 Plan"). This grant was made in lieu of cash fees, based on the September 30, 2026 closing price of $112.50 per share of Class A Common Stock, and these shares were fully vested upon grant.
F2
Restricted stock units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
F3
Reflects the prior transfer of 373 shares of Class A Common Stock from the Reporting Person to a trust, which transfer effected only a change in the form of beneficial ownership and did not result in any change in the Reporting Person's pecuniary interest in such shares.
F4
On June 2, 2026, the Reporting Person was granted 3,289 RSUs under Robinhood's 2021 Plan. One-fourth (1/4) of these RSUs vested on October 1, 2026, with the remainder vesting in three (3) equal quarterly installments thereafter (except the final installment will vest no later than the day before Robinhood's 2027 annual meeting of stockholders), in each case subject to the Reporting Person's continued service with Robinhood through the applicable vesting date and subject to accelerated vesting in certain circumstances.

Remarks

Exhibit 24 - Power of Attorney

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.