Neptune Insurance Holdings Inc. · Stock award · Class A Common Stock

What does this filing report?

An SEC Form 4 filing for Neptune Insurance Holdings Inc. records a stock award involving Class A Common Stock on September 30, 2026. The reported quantity was 28,704. The filing date is October 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Filing footnotes & remarks

F1

Represents shares of Class A Common Stock underlying an award of time-based restricted stock units granted on September 30, 2026 in connection with the Reporting Person's appointment to the Board of Directors of the Issuer. The restricted stock units vest as to 9,568 shares on September 30, 2027 (the "Vesting Commencement Date") and as to the remaining 19,136 shares in eight quarterly installments of 2,392 shares each on each three month anniversary of the Vesting Commencement Date through September 30, 2029, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.

F2

Includes 28,704 shares of Class A Common Stock underlying the award of time-based restricted stock units reported on this Form 4.

F3

These shares are held directly by the Reporting Person's spouse. The Reporting Person disclaims beneficial ownership of these securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Reporting Person is the beneficial owner of these securities for purposes of Section 16 or for any other purpose.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.