Transaction #29897 · Form 4 · 0001628280-26-064600
Neptune Insurance Holdings Inc. · Stock award · Class A Common Stock
Neptune Insurance Holdings Inc. · Transacted September 30, 2026 · Filed October 2, 2026
What does this filing report?
An SEC Form 4 filing for Neptune Insurance Holdings Inc. records a stock award involving Class A Common Stock on September 30, 2026. The reported quantity was 480,544. The filing date is October 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company CIK
- 0002067129
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 480,544
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 2,308,672
- Ownership description
- Not reported
- SEC acceptance time
- Oct 2, 2026, 4:50 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Burgess Trevor R ↗
Chief Executive Officer · Director · 10% owner
CIK 0001613062
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Represents shares of Class A Common Stock withheld by the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the vesting and settlement of restricted stock units on September 30, 2026. No shares were sold by the Reporting Person. The price reported in Column 4 is the closing price of the Class A Common Stock on the New York Stock Exchange on September 30, 2026.
- F2
- Includes 1,321,976 shares of Class A Common Stock underlying an award of time-based restricted stock units, as amended, which remain held directly by the Reporting Person. The restricted stock units vested as to 660,988 shares on September 30, 2026 and vest as to the remaining 1,321,976 shares in eight quarterly installments of 165,247 shares each on the last day of each calendar quarter thereafter through September 30, 2028, in each case subject to the continuous service of the Reporting Person through the applicable vesting date. Each share of Class A Common Stock received upon the settlement of these restricted stock units may be exchanged by the Reporting Person into one share of the Issuer's Class B Common Stock.
- F3
- Represents shares of Class A Common Stock underlying an award of time-based restricted stock units granted on September 30, 2026. The restricted stock units vest in four quarterly installments of 120,136 shares each on the last day of each calendar quarter from December 31, 2028 through September 30, 2029, in each case subject to the continuous service of the Reporting Person through the applicable vesting date.
- F4
- Includes 480,544 shares of Class A Common Stock underlying the award of time-based restricted stock units reported on this Form 4.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.