Transaction #29927 · Form 4 · 0001628280-26-064667
Bakkt, Inc. · Stock award · Class A Common Stock
Bakkt, Inc. · Transacted September 30, 2026 · Filed October 2, 2026
What does this filing report?
An SEC Form 4 filing for Bakkt, Inc. records a stock award involving Class A Common Stock on September 30, 2026. The reported quantity was 20,000. The filing date is October 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Bakkt, Inc.
- Company CIK
- 0001820302
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 20,000
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 32,672
- Ownership description
- Not reported
- SEC acceptance time
- Oct 2, 2026, 5:30 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Henderson Joseph Sean-Walsh ↗
Chief Accounting Officer
CIK 0002030505
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Represents 20,000 restricted stock units ("RSUs") granted to the Reporting Person on September 30, 2026 ("Grant Date"), under the Company's 2021 Omnibus Employee Incentive Plan. The RSUs shall fully vest on the one-year anniversary of the Grant Date, subject to the Reporting Person's continued employment with the Company. Each RSU represents a contingent right to receive one share of the Company's Class A common stock.
- F2
- Includes 21,851 Restricted Stock Units that remain subject to certain vesting conditions.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.