Transaction #30090 · Form 4 · 0001774667-26-000031

LIQUIDITY SERVICES INC · Exercise / conversion · Common Stock

LIQUIDITY SERVICES INC · Transacted October 1, 2026 · Filed October 2, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for LIQUIDITY SERVICES INC records an exercise / conversion involving Common Stock on October 1, 2026. The reported quantity was 326. The filing date is October 2, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001235468
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
326
Reported price
17.31
Reference value
5,643.06
Currency
Currency not specified
Ownership
Indirect
Holdings after transaction
38,412
Ownership description
By The Daunt Family Trust
SEC acceptance time
Oct 2, 2026, 7:38 PM EDT
10b5-1 indication
Indicated in filing

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

LQDT · Nasdaq · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
12/48th of this option grant vested on January 1, 2023 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F2
Each restricted stock unit is the economic equivalent of one share of Liquidity Services, Inc. Common Stock.
F3
These restricted stock units vest, if at all, based on the Issuer's achievement of certain financial milestones.
F4
These options become exercisable, if at all, based on the Issuer's achievement of certain financial milestones.
F5
12/48th of this option grant vested on January 1, 2024 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F6
12/48th of this option grant vested on January 1, 2025 and thereafter, an additional 1/48th will vest each month for thirty-six months.
F7
These options became fully exercisable on January 1, 2024.
F8
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2026, January 1, 2027, January 1, 2028 and January 1, 2029.
F9
12/48th of this option grant vested on January 1, 2026, and, thereafter, an additional 1/48th will vest each month for thirty-six months.
F10
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2024, January 1, 2025, January 1, 2026 and January 1, 2027.
F11
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2025, January 1, 2026, January 1, 2027 and January 1, 2028.
F12
Twenty-five percent of this restricted stock unit grant vests on each of January 1, 2027, January 1, 2028, January 1, 2029 and January 1, 2030.
F13
12/48th of this option grant will vest on January 1, 2027, and, thereafter, an additional 1/48th will vest each month for thirty-six months.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.