Transaction #30443 · Form 4 · 0001005817-26-000134
TOMPKINS FINANCIAL CORP · Stock award · Phantom Stock
TOMPKINS FINANCIAL CORP · Transacted July 1, 2026 · Filed October 5, 2026
What does this filing report?
An SEC Form 4 filing for TOMPKINS FINANCIAL CORP records a stock award involving Phantom Stock on July 1, 2026. The reported quantity was 92.162. The filing date is October 5, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- TOMPKINS FINANCIAL CORP
- Company CIK
- 0001005817
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 92.162
- Reported price
- 96.84
- Reference value
- 8,924.96808
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 7,289.598
- Ownership description
- Not reported
- SEC acceptance time
- Oct 5, 2026, 3:49 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Catarisano Nancy E. ↗
Director
CIK 0001530871
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 92.162
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- Each share of phantom stock is the economic equivalent of one share of common stock. Phantom stock represents deferred stock compensation under the Amended and Restated Retainer Plan for Eligible Directors of Tompkins Financial Corporation and its Wholly-Owned Subsidiaries. These shares are held in a rabbi trust pending distribution upon the occurrence of certain events specified in the Plan. The reporting person has no voting or investment power over the shares prior to such distribution.
- F2
- This transaction was inadvertently reported late due to an administrative error.
- F3
- This transaction was inadvertently reported late due to an administrative error.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.