Transaction #3116 · Form 4 · 0001628280-25-047164
Upland Software, Inc. · Stock award · Common Stock
Upland Software, Inc. · Transacted October 27, 2025 · Filed October 29, 2025
What does this filing report?
An SEC Form 4 filing for Upland Software, Inc. records a stock award involving Common Stock on October 27, 2025. The reported quantity was 25,000. The filing date is October 29, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Upland Software, Inc.
- Company CIK
- 0001505155
- Security type
- Non-derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 25,000
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 124,484
- Ownership description
- Not reported
- SEC acceptance time
- Oct 29, 2025, 4:41 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Chung David H S ↗
Director
CIK 0001576150
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Represents restricted stock units vesting as follows: one-half (1/2) shall vest on 12/16/25 and the remaining shall in two equal quarterly installments on each of 3/16/26 and 6/16/26, provided Mr. Chung continues to serve as a Director of Upland Software, Inc. (the "Issuer") as of each date. Upon any subsequent disposition of common stock of the Issuer covered by the RSUs, Mr. Chung will transfer the proceeds from any such disposition to HGGC, LLC or its affiliates ("HGGC") as required by an agreement between Mr. Chung and HGGC. As such, Mr. Chung disclaims all pecuniary interest in the reported securities.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.