Dell Technologies Inc. · Exercise / conversion · Class C Common Stock

What does this filing report?

An SEC Form 4 filing for Dell Technologies Inc. records an exercise / conversion involving Class C Common Stock on October 6, 2026. The reported quantity was 467. The filing date is October 8, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Filing footnotes & remarks

F1

Silver Lake Technology Investors V, L.P., SL SPV-2, L.P., Silver Lake Partners IV, L.P., Silver Lake Partners V DE (AIV), L.P., Silver Lake Technology Investors IV, L.P. and certain of their respective affiliates sold certain shares of Class C Common Stock, par value $0.01 per share ("Class C Common Stock") of Dell Technologies Inc. (the "Issuer") on October 6, 2026.

F2

Each share of Class B Common Stock, par value $0.01 per share of the Issuer (the "Class B Common Stock") is convertible into one share of Class C Common Stock at any time, at the election of the holder or automatically upon certain transfers, and has no expiration date. On October 6, 2026, certain of the Reporting Persons converted shares of Class B Common Stock into an equal number of shares of Class C Common Stock in connection with the sales described in footnote (1) above.

F3

These securities are held by Silver Lake Technology Investors V, L.P. The general partner of Silver Lake Technology Investors V, L.P. is Silver Lake Technology Associates V, L.P. and the general partner of Silver Lake Technology Associates V, L.P. is SLTA V (GP), L.L.C.

F4

Silver Lake Group, L.L.C. ("SLG") is the managing member of SLTA V (GP), L.L.C. Egon Durban, who serves as a director of the Issuer, also serves as the CEO and a Managing Member of SLG. Each of the Reporting Persons may be deemed a director by deputization of the Issuer.

F5

RESERVED.

F6

RESERVED.

F7

This amount reflects 47,347, 148,194, 39,034 and 43,435 shares held by SLTA SPV-2, L.P., Silver Lake Technology Associates IV, L.P., Silver Lake Technology Associates V, L.P. and SLG, respectively, on behalf of certain employees and managing members of SLG or its affiliates.

F8

Reflects shares of Class C Common Stock held directly by Mr. Durban. Mr. Durban has filed a separate Form 4 reporting transactions in securities of the Issuer on October 6, 2026.

F9

Reflects shares of Class C Common Stock beneficially owned indirectly by Mr. Durban through a trust for the benefit of certain family members.

F10

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $571.1500 to $572.1200 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F11

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $572.1600 to $573.1067 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F12

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $573.1800 to $574.1700 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F13

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $574.1900 to $575.1800 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F14

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $575.1900 to $576.1861 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F15

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $576.1900 to $577.1756 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F16

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $577.1927 to $578.1698 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F17

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $578.1924 to $579.1839 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F18

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $579.1950 to $579.9900 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F19

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.0000 to $580.4000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F20

The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $580.4500 to $581.5000 per share, inclusive. The Reporting Persons undertake to provide to the Issuer, any security holder of the Issuer, or the staff of the SEC, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F21

Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 22,254 shares of Class C Common Stock, Silver Lake Partners IV, L.P. directly holds 19,761 shares of Class C Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 11,567 shares of Class C Common Stock and Silver Lake Technology Investors IV, L.P. directly holds 0 shares of Class C Common Stock, which securities and transactions are reported on separate Form 4 filings.

F22

Following the transactions described in footnote (1), SL SPV-2, L.P. directly holds 15,891,435 shares of Class B Common Stock, Silver Lake Partners IV, L.P. directly holds 16,313,354 shares of Class B Common Stock, Silver Lake Partners V DE (AIV), L.P. directly holds 8,830,398 shares of Class B Common Stock and Silver Lake Technology Investors IV, L.P. directly holds 240,022 shares of Class B Common Stock, which securities and transactions are reported on separate Form 4 filings.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.