Transaction #33032 · Form 4 · 0001213900-26-108753
SARATOGA INVESTMENT CORP. · Purchase · Common Stock
SARATOGA INVESTMENT CORP. · Transacted October 9, 2026 · Filed October 13, 2026
What does this filing report?
An SEC Form 4 filing for SARATOGA INVESTMENT CORP. records a purchase involving Common Stock on October 9, 2026. The reported quantity was 15,000. The filing date is October 13, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- SARATOGA INVESTMENT CORP.
- Company CIK
- 0001377936
- Security type
- Non-derivative
- Acquisition type
- Purchase · Code P
- Quantity acquired
- 15,000
- Reported price
- 14.83 · See footnotes
- Reference value
- 222,450
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 30,000
- Ownership description
- By Saratoga Investment Advisors, LLC
- SEC acceptance time
- Oct 13, 2026, 8:30 AM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Oberbeck Christian L ↗
CEO and Director · Director
CIK 0001349483
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- On October 8, 2026, Saratoga Investment Advisors LLC ("SIA LLC") purchased 15,000 shares of common stock. SIA LLC is 100% owned and controlled by Mr. Oberbeck. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.50 to $15.10 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Saratoga Investment Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- F2
- On October 9, 2026, Saratoga Investment Advisors LLC ("SIA LLC") purchased 15,000 shares of common stock. SIA LLC is 100% owned and controlled by Mr. Oberbeck. The price reported in Column 4 is a weighted-average price, rounded to the nearest hundredth. These shares were purchased in multiple transactions at prices ranging from $14.60 to $14.94 per share, inclusive. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, Saratoga Investment Corp. (the "Issuer") or a security holder of the Issuer full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.