Transaction #3365 · Form 4 · 0001816739-25-000006

Bakkt, Inc. · Stock award · Class A Common Stock

Bakkt, Inc. · Transacted October 30, 2025 · Filed October 30, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Bakkt, Inc. records a stock award involving Class A Common Stock on October 30, 2025. The reported quantity was 139. The filing date is October 30, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001820302
Security type
Non-derivative
Acquisition type
Stock award · Code A
Quantity acquired
139
Reported price
0
Reference value
0
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
19,476
Ownership description
Not reported
SEC acceptance time
Oct 30, 2025, 7:33 PM EDT
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

BKKT · NYSE

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
These securities are restricted stock units ("RSUs"). Each RSU represents a contingent right to receive one share of the issuer's Class A Common Stock. 100% of the RSUs shall vest on June 17, 2026, provided that the reporting person continues to provide service to the issuer through such date.
F2
Includes 19,476 shares of Class A Common Stock subject to RSUs that remain subject to vesting.
F3
Represents shares of the issuer's Class A Common Stock held through Alpine Fox LP, over which the reporting person has control. The reporting person disclaims beneficial ownership of the shares except to the extent of his pecuniary interest therein.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.