Transaction #3551 · Form 4 · 0001451505-25-000125
Nauticus Robotics, Inc. · Conversion · Common Stock, par value U.S. $0.0001
Nauticus Robotics, Inc. · Transacted October 28, 2025 · Filed October 31, 2025
What does this filing report?
An SEC Form 4 filing for Nauticus Robotics, Inc. records a conversion involving Common Stock, par value U.S. $0.0001 on October 28, 2025. The reported quantity was 2,144,295. The filing date is October 31, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Nauticus Robotics, Inc.
- Company CIK
- 0001849820
- Security type
- Non-derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 2,144,295
- Reported price
- 1.76
- Reference value
- 3,773,959.2
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 2,150,716
- Ownership description
- By Transocean International Limited
- SEC acceptance time
- Oct 31, 2025, 6:34 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Transocean Ltd. ↗
10% owner
CIK 0001451505
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- These securities are owned directly by Transocean International Limited, a Bermuda exempted company limited by shares. Transocean International Limited is a wholly owned subsidiary of Transocean Ltd. Because Transocean Ltd. controls Transocean International Limited, both Transocean Ltd. and Transocean International Limited are deemed to beneficially own the shares of common stock that Transocean International Limited holds directly or has a right to acquire.
- F2
- The amount reported also includes 6,421 additional shares (the "Earnout Shares") of the Issuer's common stock issuable to the Reporting Person on or before September 9, 2027, pursuant to certain earnout conditions, as described in the Merger Agreement (as defined in the Reporting Person's Form 3 filed on September 9, 2023).
- F3
- The shares of the Issuer's common stock reported herein as being beneficially owned by the Reporting Person consists of the Earnout Shares and 2,144,295 shares of the Issuer's common stock acquired on October 28, 2025 (the "Conversion Shares") by Transocean International Limited in connection with the exercise of its right to convert $3,000,000 of outstanding principal amount of loans, together with accrued interest (the "Note Conversion"), made pursuant to that certain Senior Secured Term Loan Agreement, dated as of September 18, 2023, by and among the Issuer, the collateral agent and the other lenders party thereto (as amended, the "Convertible Note"). Loans made pursuant to the Convertible Note were convertible into shares of the Issuer's common stock at a conversion price of $1.76 per share.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.