Transaction #37863 · Form 4 · 0002117905-26-000046
Aura Minerals Inc. · Conversion · Cash-Settled Total Return Swap
Aura Minerals Inc. · Transacted November 3, 2026 · Filed November 4, 2026
What does this filing report?
An SEC Form 4 filing for Aura Minerals Inc. records a conversion involving Cash-Settled Total Return Swap on November 3, 2026. The reported quantity was 24,651. The filing date is November 4, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Aura Minerals Inc.
- Company CIK
- 0001468642
- Security type
- Derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 24,651
- Reported price
- 21.3507 · See footnotes
- Reference value
- 526,316.1057
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 24,651
- Ownership description
- By Kapitalo Investimentos
- SEC acceptance time
- Nov 4, 2026, 2:41 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Sousa Mauad Bruno ↗
Director
CIK 0002117905
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common shares, no par value
- Underlying quantity
- 8,217
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2
- Kapitalo Investimentos entered into a cash-settled total return swap pursuant to which it will receive any increase in, and pay any decrease in, the price of 24,651 Brazilian Depositary Receipts, from an initial price per Brazilian Depositary Receipt of BRL117.29. The final valuation date (subject to early termination by the parties) is November 30, 2026. The swap was entered into with the proceeds of a sale of an equivalent number of Brazilian Depositary Receipts reported in this table.
- F3
- The proceeds of the sale were used to enter into a cash-settled total return swap referencing an equivalent number of Brazilian Depositary Receipts. See corresponding transaction in this table.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.