Transaction #38216 · Form 4 · 0001758730-26-000146

Tradeweb Markets Inc. · Exercise / conversion · Class A common stock

Tradeweb Markets Inc. · Transacted November 3, 2026 · Filed November 5, 2026

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for Tradeweb Markets Inc. records an exercise / conversion involving Class A common stock on November 3, 2026. The reported quantity was 18,500. The filing date is November 5, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001758730
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
18,500
Reported price
20.59
Reference value
380,915
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
126,734
Ownership description
Not reported
SEC acceptance time
Nov 5, 2026, 4:56 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

TW · Nasdaq

This transaction is not mapped to a specific company listing.

Filing footnotes & remarks

F1
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $125.58 to $126.56, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F2
The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $126.59 to $127.07, inclusive. The reporting person undertakes to provide the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
F3
This amount includes (i) 3,371 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, (ii) 6,425 unvested RSUs in respect of Class A Common Stock that are scheduled to vest in equal installments on March 17, 2027 and March 17, 2028 and (iii) 11,752 unvested RSUs in respect of Class A Common Stock that are scheduled to vest on March 15, 2027, March 15, 2028 and March 15, 2029, in each case, subject to the reporting person's continued employment through the applicable vesting date.
F4
This option is fully vested and exercisable as of the date hereof.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.