Transaction #38234 · Form 4 · 0001912609-26-000011
Galaxy Digital Inc. · Exercise / conversion · Class A Common Stock
Galaxy Digital Inc. · Transacted November 5, 2026 · Filed November 5, 2026
What does this filing report?
An SEC Form 4 filing for Galaxy Digital Inc. records an exercise / conversion involving Class A Common Stock on November 5, 2026. The reported quantity was 100,000. The filing date is November 5, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Galaxy Digital Inc.
- Company CIK
- 0001859392
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 100,000
- Reported price
- 4.83
- Reference value
- 483,000
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 1,058,292
- Ownership description
- Not reported
- SEC acceptance time
- Nov 5, 2026, 4:29 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Ferraro Christopher C ↗
President and CIO
CIK 0001912609
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- Represents shares of Class A common stock acquired with cash upon the exercise of 100,000 stock options now held.
- F2
- Includes 281,185 shares of Class A common stock to be delivered in settlement of restricted stock units ("RSUs"), subject to continued service through the applicable vesting date.
- F3
- Each RSU represents the right to receive one share of Class A common stock.
- F4
- These options are vested and exercisable until March 29, 2028.
- F5
- This option vests over three years from March 1, 2024, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- F6
- This option vests over three years from March 1, 2025, with 1/3 vesting on the each of the first three anniversaries of such date, subject to continued service through the relevant vesting date.
- F7
- Each share of Class B common stock entitles its holder to one vote per share on all matters submitted to a vote of the issuer's stockholders. The number of issued and outstanding shares of Class B common stock will be equal to the number of issued and outstanding LP Units of Galaxy Digital Holdings LP not held by the issuer or one of its subsidiaries, and such LP Units are redeemable or exchangeable, on a one-for-one basis, for shares of Class A Common Stock.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.