Transaction #38273 · Form 4 · 0002117905-26-000047
Aura Minerals Inc. · Conversion · Brazilian Depositary Receipts
Aura Minerals Inc. · Transacted November 4, 2026 · Filed November 5, 2026
What does this filing report?
An SEC Form 4 filing for Aura Minerals Inc. records a conversion involving Brazilian Depositary Receipts on November 4, 2026. The reported quantity was 24,651. The filing date is November 5, 2026. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- Aura Minerals Inc.
- Company CIK
- 0001468642
- Security type
- Derivative
- Acquisition type
- Conversion · Code C
- Quantity acquired
- 24,651
- Reported price
- 22.8559 · See footnotes
- Reference value
- 563,420.7909
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 11,438,991
- Ownership description
- By Kapitalo Investimentos
- SEC acceptance time
- Nov 5, 2026, 3:08 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Sousa Mauad Bruno ↗
Director
CIK 0002117905
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common shares, no par value
- Underlying quantity
- 8,217
- Conversion / exercise price
- Not reported
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- BDRs are certificates representing Common Shares of the Issuer. Three BDRs represent one Common Share of the Issuer.
- F2
- The source of funds for the purchase was the settlement of a cash-settled total return swap referencing an equivalent number of Brazilian Depositary Receipts. See corresponding transaction in this table.
- F3
- Kapitalo settled their position in a certain cash-settled total return swap agreement pursuant to its terms at a settlement price of $22.16 using the Banco Central do Brasil's conversion rate as of November 4, 2026. The proceeds of the settlement were used to purchase an equivalent number of Brazilian Depositary Receipts reported in this table.
Remarks
Each Reporting Person disclaims beneficial ownership in the securities reported on this Form 4 except to the extent of its pecuniary interest, if any, therein, and this report shall not be deemed to be an admission that such Reporting Person is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.