Transaction #4366 · Form 4 · 0001005817-25-000056
TOMPKINS FINANCIAL CORP · Exercise / conversion · Common Stock
TOMPKINS FINANCIAL CORP · Transacted November 3, 2025 · Filed November 4, 2025
What does this filing report?
An SEC Form 4 filing for TOMPKINS FINANCIAL CORP records an exercise / conversion involving Common Stock on November 3, 2025. The reported quantity was 705. The filing date is November 4, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- TOMPKINS FINANCIAL CORP
- Company CIK
- 0001005817
- Security type
- Non-derivative
- Acquisition type
- Exercise / conversion · Code M
- Quantity acquired
- 705
- Reported price
- 56.29
- Reference value
- 39,684.45
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 5,032.251
- Ownership description
- Not reported
- SEC acceptance time
- Nov 4, 2025, 3:48 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- Kershaw David ↗
SVP, PAO
CIK 0001993586
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
The linked listing is identified separately from other current company listings.
Filing footnotes & remarks
- F1
- Shares withheld for Option cost and taxes.
- F2
- Stock Appreciation Rights (SARs) were granted pursuant to the Tompkins Financial Corporation 2009 Equity Plan. SARs have a seven year vesting schedule with 0% vesting in year one, 17% vesting in years two through six, and 15% vesting in year seven. When exercised, the SARs will be settled in Common Stock of the Company. The grant will expire ten years from the date of the grant.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.