Transaction #4648 · Form 4 · 0001478669-25-000014
NORTHERN TRUST CORP · Gift received · Common Stock
NORTHERN TRUST CORP · Transacted October 31, 2025 · Filed November 4, 2025
What does this filing report?
An SEC Form 4 filing for NORTHERN TRUST CORP records a gift received involving Common Stock on October 31, 2025. The reported quantity was 1,580. The filing date is November 4, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- NORTHERN TRUST CORP
- Company CIK
- 0000073124
- Security type
- Non-derivative
- Acquisition type
- Gift received · Code G
- Quantity acquired
- 1,580
- Reported price
- 0
- Reference value
- 0
- Currency
- Currency not specified
- Ownership
- Indirect
- Holdings after transaction
- 66,164
- Ownership description
- By Trust
- SEC acceptance time
- Nov 4, 2025, 5:27 PM EST
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- SMITH DAVID BYRON JR ↗
Director
CIK 0001478669
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Filing footnotes & remarks
- F1
- On October 31, 2025, a trust in which the reporting person has a partial direct pecuniary interest distributed 12,640 shares of the Corporation's common stock to such trust's beneficiaries, of which 1,580 shares were distributed to the reporting person.
- F2
- Represents stock units payable automatically on a 1-for-1 basis in shares of the Corporation's common stock.
- F3
- Shares are held in a trust established for the benefit of the reporting person and his children, of which the reporting person is a co-trustee and shares investment control.
- F4
- Shares are held in a trust established for the benefit of one of the reporting person's children, of which the reporting person is a co-trustee and shares investment control.
- F5
- These shares are held in a trust of which reporting person has a partial direct pecuniary interest.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.