Transaction #49 · Form 4 · 0000944075-25-000076
SOCKET MOBILE, INC. · Stock award · Subordinated Convertible Note
SOCKET MOBILE, INC. · Transacted October 13, 2025 · Filed October 14, 2025
What does this filing report?
An SEC Form 4 filing for SOCKET MOBILE, INC. records a stock award involving Subordinated Convertible Note on October 13, 2025. The reported quantity was 373,134. The filing date is October 14, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.
The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.
Transaction details
- Company
- SOCKET MOBILE, INC.
- Company CIK
- 0000944075
- Security type
- Derivative
- Acquisition type
- Stock award · Code A
- Quantity acquired
- 373,134
- Reported price
- 500,000
- Reference value
- 186,567,000,000
- Currency
- Currency not specified
- Ownership
- Direct
- Holdings after transaction
- 2,823,382
- Ownership description
- Not reported
- SEC acceptance time
- Oct 14, 2025, 4:44 PM EDT
- 10b5-1 indication
- Not indicated
Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.
Reporting owners
- BASS CHARLIE ↗
Director · 10% owner
CIK 0001192161
These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.
Company listings
This transaction is not mapped to a specific company listing.
Derivative terms
- Underlying security
- Common Stock
- Underlying quantity
- 373,134
- Conversion / exercise price
- 1.34
- Exercise date
- Not reported
- Expiration date
- Not reported
Filing footnotes & remarks
- F1
- On 10/13/2025, Mr. Kevin Mills transferred a $500,000.00 principal amount of Convertible Note, originally issued on May 26,2023, to Mr. Charlie Bass. The number of underlying shares represents the number of common shares into which the note may be converted.
- F2
- The Subordinated Convertible note is convertible any time on or prior to May 26, 2026. In addition, after May 26, 2024, the noteholder has the option to receive the prepayment of principal and accrued interest in cash.
Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.
This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.