Transaction #5261 · Form 4 · 0001435654-25-000005

PIPER SANDLER COMPANIES · Exercise / conversion · Common Stock

PIPER SANDLER COMPANIES · Transacted November 5, 2025 · Filed November 5, 2025

Original SEC filing ↗

What does this filing report?

An SEC Form 4 filing for PIPER SANDLER COMPANIES records an exercise / conversion involving Common Stock on November 5, 2025. The reported quantity was 2,500. The filing date is November 5, 2025. This is one transaction record; amounts are not allocated among any joint reporting owners.

The acquisition category describes how securities were received. It does not by itself establish a cash purchase of common stock. Read the transaction code definitionsand the original filing before interpreting the amounts.

Transaction details

Company CIK
0001230245
Security type
Non-derivative
Acquisition type
Exercise / conversion · Code M
Quantity acquired
2,500
Reported price
99
Reference value
247,500
Currency
Currency not specified
Ownership
Direct
Holdings after transaction
5,396
Ownership description
Not reported
SEC acceptance time
Nov 5, 2025, 5:06 PM EST
10b5-1 indication
Not indicated

Reference value is reported quantity × reported price. It is not a confirmed cash payment or an estimate of a derivative's economic value. A missing currency is not assumed to be USD.

Reporting owners

These are the reporting owners named in the filing. Quantities and amounts are not allocated among co-reporters. Roles reflect this filing, not a current profile.

Company listings

PIPR · NYSE · linked security

The linked listing is identified separately from other current company listings.

Filing footnotes & remarks

F1
The price reported in Column 4 for the first three sales transactions on this report is a weighted average price. The shares sold in footnotes (1) through (3) were sold in multiple transactions at the price ranges provided in footnotes (1) through (3). These shares in footnote (1) were sold in multiple transactions at prices ranging from $328.4500 to $329.4300 inclusive. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price within the range set forth in footnotes (1) through (3) upon request by the SEC staff, the issuer or any shareholder of the issuer.
F2
These shares were sold in multiple transactions at prices ranging from $329.7550 to $330.4600 inclusive.
F3
These shares were sold in multiple transactions at prices ranging from $330.9000 to $331.5700 inclusive.
F4
The shares are held in revocable living trusts, of which the reporting person and the reporting person's spouse are co-trustees.

Footnotes are reproduced as plain text from the current source filing. For the full context, read the original SEC filing.

This record was updated Eastern Time. This is the stored record update time, not the transaction date. Report a correction.